A failure to deliver stock is a situation that can arise when a party to a transaction does not have the physical shares necessary to complete the trade. The party then may be subject to a number of penalties, including a fine, and may be required to purchase the shares on the open market. A […]
What Happends If Etf Passes March 2017
What Happens If ETF Passes March 2017 March 1, 2017, is the deadline for the Obama-era fiduciary rule to take effect. If it fails to do so, the Trump administration could delay or even repeal the rule. The fiduciary rule is a set of regulations that require financial advisors to act in the best interest […]
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