Tag: delegated rulemaking authority

Person Or Committee Who Makes Sec Etf Rulings

The SEC is the regulatory authority for securities in the United States. The SEC has been delegated rulemaking authority for exchange-traded funds (ETFs) by the US Congress. The SEC has delegated rulemaking authority for exchange-traded funds (ETFs) to the US exchanges. The exchanges have, in turn, delegated rulemaking authority for specific ETFs to the sponsors […]